PO4.11 Segregation of Duties

Implement a division of roles and responsibilities that reduces the possibility for a single individual to subvert a critical process. Management also makes sure that personnel are performing only authorized duties relevant to their respective jobs and positions.

Illustrative Controls and the TIBCO LogLogic Solution

Organizations must confirm that there is appropriate segregation of duties between the staff responsible for moving a program into production and the staff responsible for developing a program. In addition, organizations must consider whether or not a change to a program is performed in a segregated and controlled environment.

To satisfy this control objective, administrators must ensure that logins to financial reporting servers as well as permissions assigned to these users are appropriate for the tasks they are allowed to perform. Users with overlapping permission sets could indicate a compromise in the segregation of duties control consideration. Administrators must also review the process to request and grant access to systems and data and confirm that the same person does not perform these functions.

Demonstrate that only authorized users have access to sensitive data and applications.

Reports and Alerts

Refer PO4.11 to see the PO4.11 reports and alerts.